NO.286 An audit completed the previous week revealed that a private banking customer submitted incomplete documents when establishing an account earlier in the year. The customer received weekly electronic fund transfers from a narcotic-producing jurisdiction.
While the Relationship Manager who opened the account is on leave for 5 weeks, the customer requests that the institution remit a substantial sum to a country that represents a high risk of money laundering.
The Relationship Manager is a friend of the anti-money laundering specialist. Which of the following should the anti-money laundering officer do first?

NO.287 You need to create a prototype of a bot to demonstrate a user performing a task. The demonstration will use the Bot Framework Emulator.
Which botbuilder CLI tool should you use to create the prototype?

NO.288 A profitable commercial customer who operates an import-export business has multiple accounts with the same institution at branches m different locations. The customer receives funds from a jurisdiction perceived as highly corrupt according to Transparency International ratings. The customer makes frequent transfers among the accounts and prefers to manage the accounts separately. What should the institution do to mitigate the risk associated with these accounts?

NO.289 A local law enforcement officer notifies the bank compliance officer that he is working on an insurance fraud scheme that appears to be running transactions using the account of a bank employee. The law enforcement officer refers to a kiting suspicious transaction report filed by the compliance officer and requests further information.
What action should the compliance officer take?

NO.290 To ensure that an institution’s anti-money laundering program is current, which step should be taken?

NO.291 The local manager of a remote mortgage origination department of a financial institution has just discovered that sanctions screening of new customers is not being performed.
Which action should the local manager take in this situation?

NO.292 An EU Trust and Company Service Provider (TCSP) analyst notices some unusual activity while looking through a customer’s financial statements and detailed general ledger. The customer is in the business of importing and exporting machineries. Which transaction indicator warrants further escalation to the compliance officer?

NO.293 A bank compliance officer has implemented enhanced monitoring rules that have identified some unusual activity that may be indicative of human trafficking.
Which red flag should prompt additional transactional review?

NO.294 Who bears the ultimate responsibility for approving a financial institution’s relationship with a politically exposed person?

NO.295 How do payable through accounts (PTAs) differ from normal foreign correspondent accounts?

NO.296 Why is the Mutual Legal Assistance Treaty (MLAT) a gateway for international cooperation?

NO.297 Which three procedures should a compliance officer looking to revise an institution’s CTF efforts include in accordance with the Wolfsberg Group’s Statement on the Suppression of the Financing of Terrorism?

NO.298 A bank compliance officer has implemented enhanced monitoring rules that have identified some unusual activity that may be indicative of human trafficking.
Which red flag should prompt additional transactional review?

NO.299 You are designing an AI solution in Azure that will perform image classification.
You need to identify which processing platform will provide you with the ability to update the logic over time.
The solution must have the lowest latency for inferencing without having to batch.
Which compute target should you identify?

NO.300 An anti-money laundering officer is conducting employee reviews.
Which employee action warrants enhanced due diligence?

NO.301 When an institution conducts an internal investigation into an account following a law enforcement inquiry, it should consider a number of factors to independently determine if the account should be dosed. Which three considerations should be made when making the determination about closing an account? Choose 3 answers

NO.302 What are some useful tools or methods in conducting an internal AML investigation? Choose 3 answers

NO.303 Which question about the respondent bank should a bank be able to answer before establishing correspondent accounts?

NO.304 Which of the following activities conducted at a financial institution is the strongest example of avoiding reporting thresholds?

NO.305 The compliance officer for a bank is reviewing on-boarding documents for a new business account for a domestic corporation. The officer is unable to verify the identity of the beneficial owners of the company. Only information on the nominee owners was provided, and none of the listed addresses are local. The purpose of the business and future expected activity were disclosed to include cash letters, money orders and international remittance transfers.
Which red flag identifies a heightened money laundering risk?

NO.306 Your company develops an API application that is orchestrated by using Kubernetes.
You need to deploy the application.
Which three actions should you perform? Each correct answer presents part of the solution.
NOTE: Each correct selection is worth one point.

NO.307 A financial institution has expanded its scope of services so that it is attracting the business of politically exposed persons (PEPs) who had previously never been part of the customer base.
Which two courses of action should the compliance officer include in the institution’s procedures for considering PEPs as customers? (Choose two.)

NO.308 An internal investigation log is primarily intended to:

NO.309 How does the Financial Action Task Force (FATF) communicate its findings regarding jurisdictions with strategic anti-money laundering / Counter Financing of Terrorism deficiencies?

NO.310 One area of responsibility for the Board of Directors when implementing a successful AML program is to: